Emily Verlinde leads compliance for Crux’s broker-dealer and investment adviser. She has 16 years of experience in compliance and operations leadership, holds FINRA Series 7, 6, 24, 3 and 63 licenses, and is a graduate of the Certified Regulatory and Compliance Professional (CRCP)® program at Georgetown University. She also serves on FINRA’s Small Firm Advisory Committee, where she represents the perspectives of member firms on regulatory matters.
Before Crux, Emily was Chief Compliance Officer at Public (Open to the Public Investing, Inc.), where she ran the compliance program across equities, fixed income, alternatives, digital assets and futures. She helped build the supervisory standards for several first-to-market products there, including AI-powered tools for retail investors.